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RAE 2008 proves UK research is world class

18 December 2008

Oxbridge and the LSE top the table, but former polytechnics make huge leaps, writes Zoe Corbyn

More than half of all the research produced by some 52,400 academics whose work was rated as part of the 2008 research assessment exercise (RAE) is at least "internationally excellent".

The results of the RAE, published this week, show that 17 per cent of all research submitted is "world leading" - meriting the highest possible grade (4*) - while 37 per cent is judged to be "internationally excellent" (3*).

The world-leading research is found not only in the traditional research-intensive universities, but is also found in pockets in teaching-intensive former polytechnics and in some institutions that have had full university status for only two or three years.

David Eastwood - chief executive of the Higher Education Funding Council for England (Hefce), which administered the exercise for the whole of the UK - said the high quality of the research was an "outstanding achievement" that confirms that the UK is among the "top rank of research powers in the world".

"The RAE 2008 has been a detailed, thorough and robust assessment of research quality ... we can be confident that the results are consistent with other benchmarks indicating that the UK holds second place globally to the US in significant subject fields," he said.

The outcome shows "more clearly than ever that there is excellent research to be found across the higher education sector", he added.

Outside specialist institutions, the University of Cambridge tops the table for the highest-quality research, according to a ranking devised by Times Higher Education (see the Table of Excellence, pages 28-30).

It is followed closely by the London School of Economics (LSE) and the University of Oxford, which both received the same overall average research quality score. The LSE has a higher proportion of its research in the top grade, with 35 per cent at 4* compared with 32 per cent at both Oxford and Cambridge.

Imperial College London slipped from second place in Times Higher Education's 2001 ranking, which was compiled for the previous RAE, to sixth place in 2008.

Rising stars

A number of institutions have emerged as rising research stars.

The University of Hertfordshire jumped from 93rd place in 2001 to 58th this year, while the University of Brighton rose from 80th place in 2001 to 59th this year.

Lower down the table, the University of Winchester, established as a university in 2005, climbed from 99th in 2001 to 78th this year, with 5 per cent of its submitted research judged to be "world-leading". This was bolstered by 15 per cent of its history research achieving a 4* rating.

The University of Chichester, which was given the university title in 2006, took equal 96th place in the Times Higher Education table. It had a small pocket of "world-leading" research in sports-related studies.

Among the more traditionally research-intensive universities, the University of York climbed into the top ten, up from 18th in 2001, while the University of Nottingham jumped from 37th to 24th.

But the biggest star among the research-intensive institutions was Queen Mary, University of London, which went from 48th in 2001 to 13th in the 2008 Times Higher Education table, up 35 places.

RAE 2008, which is the sixth and final exercise, comes seven years after the previous one. The results will be used by the four UK higher education funding bodies to decide how to distribute more than £1.5 billion a year in research funding to institutions over the next five years, with effect from 2009-10.

Exactly 52,409 full-time-equivalent research staff at 159 institutions had their work submitted to be assessed by panels that covered 67 research disciplines. These panels were made up of more than 1,000 peer reviewers. The panels assessed the quality of 2,363 separate discipline-based submissions. The percentage of staff submitted was 12 per cent higher than in RAE 2001.

Each university's submission to each unit of assessment has been graded according to the percentage of work that falls within four quality levels. The top rank is 4* ("world-leading"), followed by 3* ("internationally excellent"), 2* ("internationally recognised") and 1* ("nationally recognised").

Overall, 33 per cent of the research is "internationally recognised" and 11 per cent is "nationally recognised". Some 2 per cent of work was "unclassified" because it lacked sufficient quality or fell outside the RAE's definition of research.

Wide spread of excellence

Almost all the institutions that took part in the exercise had some research that merited the top grade. A total of 150 of the 159 institutions had at least 5 per cent of their research activity graded as 4* in one or more of their submissions.

Professor Eastwood said: "Producing quality profiles for each submission - rather than single-point ratings - has enabled the panels to exercise finer degrees of judgment. The assessment process has allowed them to take account of the full breadth of research quality, including interdisciplinary, applied, basic and strategic research wherever it is located."

Other overall UK statistics include:

- 49 institutions demonstrated some 4* activity in all their submissions;

- 16 institutions had at least half their research rated 4* or 3* in all their submissions;

- 118 institutions had at least half their research rated 4* or 3* in at least one of their submissions.

The Times Higher Education Table of Excellence presents an overall quality profile for each institution that shows the percentage of staff submitted by an institution that falls within each grade. Institutions are ranked on a "grade-point average" (a weighted average) of their quality profile using a scale from 0 to 4.

zoe.corbyn@tsleducation.com

PERCENTAGE SPLIT: HOW SUBMISSIONS WERE RATED

HIGH FLYERS WHO CLIMBED THE RANKINGS

Queen Mary went from top 50 to top 15

Nottingham jumped 13 places

Herts leapt 35 places up the table

Brighton moved up 21 places

Leeds also made it into the top 15 institutions

CASH QUESTIONS

The funding council says it still has a "very long way to go" before it determines how the results of the research assessment exercise are translated into funding.

Although the results of RAE 2008 were released this week, universities must wait until March to find out how much of the annual £1.5 billion in research funding they will receive.

Funding will be based on the quality of an institution's research and the number of staff they have submitted for assessment, but the exact formula has yet to be determined.

The board of the Higher Education Funding Council for England (Hefce) will begin deliberations next month for English universities, after the publication of the annual government grant letter, which sets out funding levels for the sector and determines whether over-all research funding will reflect the increase in staff submitted to RAE 2008.

The formula for the RAE 2001 heavily concentrated funding on the highest-quality research, and many expect the same approach this time. Previously, the bottom four of seven grades attracted no funding, while the top rating of 5* attracted roughly four times as much as a rating of 4 for the same volume of research activity.

One decision facing the funding councils will be a "political decision" about whether to fund 1* research ("nationally recognised"). Since the 2001 exercise, there has been a greater political focus on "knowledge transfer" to local or national employers and on less prestigious "user-valued" research.

The second question is how steeply to weight the RAE grades for funding. The speculation is that 4* research could be worth either eight times or four times the amount of the lowest-funded grade. But Hefce's director of research, David Sweeney, declined to give anything away: "We have got a very long way to go, and there are a lot of factors to be considered. We are nowhere near deciding."

Do not miss our next issue, out on 1 January, for reactions to and further analysis of the RAE 2008 results. Meanwhile, post your reactions on line at www.timeshighereducation.co.uk.

Readers' comments

  • boniface 18 December, 2008

    This article just relates to England and English universities. There is no mention of the non-English universities, such as Edinburgh, St Andrews, Cardiff etc. <p>Makes it a boring read really.

  • keith 18 December, 2008

    Well the results of this exercise are a lot better than the 2001 exercise. Under the 2001 exercise there was a pretence that the Russell group of Universities were full of 5*, 5 and 4 departments. What this exercise has shown is that a lot of their work is in fact in 2* and 1* categories, plus they have not submitted their dead wood. My prediction is the Russell group will get hammered financially since a department that previous had say 30 researchers all funded at 5* or 5 rating will now only have 25 funded researchers and not all of them will be funded as 4* or even 3*. So they will take a big hit. By the way a lot of 3A departments that received no funding will now get research funding for their 4* and 3* work and they deserve it because they had absolutely no funding in achieving their results while the Russell group have been heavily over funded for the last 7 years.

  • Jordan 18 December, 2008

    Keith, you do realise that the RAE was scored on a 1*-to-4* scale this year; rather than a 1-to-5* scale. <p>In which case your point is both wrong, and sounds ill informed.

  • mark p 18 December, 2008

    Keith, <p>I work in a prev 5* (rae 2001) department in a Russell group uni. I do not see how on earth you interpret the tables as harming the Russell group. By any measure they consistently come top overall. Also the dead wood argument - that the proportion of full time staff submitted is very low by the Russell group - is rubbish. The proporion is clearly much much lower in the new universities and the new new universities (unless they are employing about 70 people for the whole uni). <p>My prediction (which will hopefully be more accurate than yours) is that a lot of money will follow the 4* catagory. Those depts (like mine) which have 40% staff in 4* and have submitted over 95% of their staff will recieve a lot. Those which have 5% in the 4* category and have submitted say 30% of their staff will recieve very little. Most of the Russell group departmments will not be too worried.

  • nelly 18 December, 2008

    WOW! So much "world-class" research being done. I'm impressed. <p>So perhaps the next stage is to explain where this "world class" research is being pusblished. There's nowhere near that percentage of UK (or Russell Group, or Oxbridge)-based research being published in the top few world-class journals in my field. <p>Subjectivity rules, especially if we "big ourselves up" enough.

  • mark p 18 December, 2008

    Nelly, <p>Agree with the "big ourselves up" comment. Whilst it is all valuable for rankings within the UK it tells us nothing about how the UK stands internationally. There is no way that the proportion said to be 4* (world-leading) actually is - maybe a very very small fraction of it. In my dept we have 40% of outputs in this category. The true proportion in the big four or five journals would be about < 5%. If we look at how many will also be well cited/influential in the future obviosly that will be smaller. <p>So useful within UK, useless to say the UK is internationally excellent. The 4* hurdle has obviously been made too low.

  • Paul Arthurs 18 December, 2008

    There does seem to be a remarkable link between having someone from your department on the RAE panel and getting lots of 4 ratings. Just fancy that...

  • Ludwig 20 December, 2008

    Mark p ... does "p" stands for "Panel" ? ... like "I'm sooo knowledgeable, I am in a previous 5* Department, whatever my own title". No one seriously disputes the Russell group (and the golden triangle) is still on top of ratings. Identifying good research elesewhere just means that the best of 1994 may just be better than the worst of the Russell group. I can understand how it would upset the latter (those not-so-good hiding withing Russell group institutions). Trying to dismiss others' results won't change that.

  • ken 23 December, 2008

    The quality of education should not be judged by RAE, especially when RAE is conducted internally within the UK. Personally, as a foreigner I feel that the RAE is flawed. The reputation of an university transcends ranking tables - the important questions are: does it support international students? Are there adequate funding for graduate research? What significant research results have the schools produced? What are the job prospects of the graduating students and how are they contributing to the economy? Are their education valued in other countries? (As a foreign UK undergraduate student who left for the US for graduate school, I can tell you that a UK degree here is pretty much unrecognized). In my opinion, except for a few universities, UK research is not really world class.

  • Kampechara Puriparinya 25 December, 2008

    A smart RAE 2008 Results, Again RAE2008 for UK tertiary higher education (THE), many UK higher education institutions are the world class universites (ARWU- SJTU 2003-2008; THES-QS, 2004-2008). Analiising the excellence table of RAE 2008 Results, THES-QS 2008, and ARWU 2008 by the indicators of internationalizing research, including citations, internationalization, number of Nobel Prize of faculty members & Alumni Awards, many world class universities (WCUs) in the lists of league tables are intercorrelated with the excellence table of RAE 2008. Developing countries are betterness to use RAE criterion for their funding research in higher education both public and private higher education institutions, which mostly left behind and far-away intensive/extensive world class universities. Kampechara Puriparinya, PhD. , Bangkok, Thailand.

  • panther 7 January, 2009

    HELP! i am at a university in the south of england and i have discovered that my teacher is grading on the premises that EACH class has to have an average of 54%. This means all grades are between 50% and 59% with EACH class having one failed (seldom more) and one 'good' grade 64% or similar. I know inthe 70s they used to 'guide' teachers to do this but I thought this was LONG gone. does anyone have anylinks which state how universities should grade? or information that he 54% rule is outdated!! your help is much appreciated! a smart student stuck somewhere around 54%

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18 December, 2008

 

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